CUSIP NO: 54300N103 | Page 2 of 7 |
1. | NAMES OF REPORTING PERSONS Pfizer Inc. (“Pfizer”) | ||||||||||||||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||||||||||||||||||||||
3. | SEC USE ONLY | ||||||||||||||||||||||
4. | SOURCE OF FUNDS OO | ||||||||||||||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ | ||||||||||||||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE | ||||||||||||||||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 | |||||||||||||||||||||
8. | SHARED VOTING POWER 3,978,540 shares of Common Stock, $0.0001 par value per share (“Common Stock” held by Arena Pharmaceuticals, Inc., a wholly-owned subsidiary of Pfizer. | ||||||||||||||||||||||
9. | SOLE DISPOSITIVE POWER 0 | ||||||||||||||||||||||
10. | SHARED DISPOSITIVE POWER 3,978,540 shares of Common Stock held directly by Arena Pharmaceuticals, Inc., a wholly-owned subsidiary of Pfizer. | ||||||||||||||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,978,540(1) | ||||||||||||||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐ | ||||||||||||||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.26%(2) | ||||||||||||||||||||||
14. | TYPE OF REPORTING PERSON CO | ||||||||||||||||||||||
(1) | Represents 3,978,540 shares held directly by Arena Pharmaceuticals, Inc. (“Arena” and together with Pfizer, the “Reporting Persons”). Pfizer may be deemed to have beneficial ownership over such shares since Arena is a wholly-owned subsidiary of Pfizer. | |||||||
(2) | The percentage is calculated based on 35,346,954 shares of Common Stock outstanding immediately after the offering reported in the Issuer’s Prospectus Supplement, filed with the U.S. Securities and Exchange Commission (the “Commission”) on January 4, 2024, and the press release of the Issuer, dated January 8, 2024, that “Announces Closing of Public Offering of Common Stock and Full Exercise of Underwriters’ Option to Purchase Additional Shares.” The decrease in the percentage of the outstanding shares of Common Stock beneficially owned by the Reporting Persons reported on this Amendment No. 2 resulted solely from the increase in the number of shares of Common Stock outstanding as a result of an offering of Common Stock by the Issuer as reported in the Issuer’s Prospectus Supplement. |
CUSIP NO: 54300N103 | Page 3 of 7 |
1. | NAMES OF REPORTING PERSONS Arena Pharmaceuticals, Inc. | ||||||||||||||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||||||||||||||||||||||
3. | SEC USE ONLY | ||||||||||||||||||||||
4. | SOURCE OF FUNDS OO | ||||||||||||||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ | ||||||||||||||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE | ||||||||||||||||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 | |||||||||||||||||||||
8. | SHARED VOTING POWER 3,978,540 shares of Common Stock | ||||||||||||||||||||||
9. | SOLE DISPOSITIVE POWER 0 | ||||||||||||||||||||||
10. | SHARED DISPOSITIVE POWER 3,978,540 shares of Common Stock | ||||||||||||||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,978,540 | ||||||||||||||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐ | ||||||||||||||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.26%(1) | ||||||||||||||||||||||
14. | TYPE OF REPORTING PERSON CO | ||||||||||||||||||||||
(1) | The percentage is calculated based on 35,346,954 shares of Common Stock outstanding immediately after the offering reported in the Issuer’s Prospectus Supplement, filed with the U.S. Securities and Exchange Commission (the “Commission”) on January 4, 2024, and the press release of the Issuer, dated January 8, 2024, that “Announces Closing of Public Offering of Common Stock and Full Exercise of Underwriters’ Option to Purchase Additional Shares.” The decrease in the percentage of the outstanding shares of Common Stock beneficially owned by the Reporting Persons reported on this Amendment No. 2 resulted solely from the increase in the number of shares of Common Stock outstanding as a result of an offering of Common Stock by the Issuer as reported in the Issuer’s Prospectus Supplement. |
CUSIP NO: 54300N103 | Page 4 of 7 |
Item 2. | Identity and Background |
Item 5. | Interest in Securities of the Issuer |
Item 7. | Materials to Be Filed as Exhibits |
CUSIP NO: 54300N103 | Page 5 of 7 |
Exhibit 1 | Joint Filing Agreement, dated as of March 21, 2022, by and between Pfizer Inc. and Arena Pharmaceuticals, Inc. (incorporated by reference to Exhibit 1 to the Statement on Schedule 13D Statement filed by the Reporting Persons with the Commission on March 21, 2022). | ||||
Exhibit 2 | Investors’ Rights Agreement by and among Longboard Pharmaceuticals, Inc. and certain of its stockholders, dated October 27, 2020 ((incorporated by reference to Exhibit 4.2 to the Registrant’s Registration Statement on Form S-1, as amended (File No. 333-253329), filed with the SEC on March 8, 2021). |
CUSIP NO: 54300N103 | Page 6 of 7 |
NAME AND POSITION | PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT | ||||
Albert Bourla, DVM, Ph.D. Chairman and Chief Executive Officer | Chairman and Chief Executive Officer, Pfizer. | ||||
Ronald E. Blaylock Independent Director | Founder, Managing Partner of GenNx360 Capital Partners. | ||||
Susan Desmond-Hellmann, M.D., M.P.H. Independent Director | Former Chief Executive Officer of the Bill & Melinda Gates Medical Research Institute. | ||||
Joseph J. Echevarria Independent Director | Retired Chief Executive Officer of Deloitte LLP. | ||||
Scott Gottlieb, M.D. Independent Director | Partner, New Enterprise Associates, Inc.’s Healthcare Investment Team and Resident Fellow of the American Enterprise Institute. | ||||
Helen H. Hobbs, M.D. Independent Director | Investigator of the Howard Hughes Medical Institute Professor of Internal Medicine and Molecular Genetics and Director of the McDermott Center for Human Growth and Development at the University of Texas Southwestern Medical Center. | ||||
Susan Hockfield, Ph.D. Independent Director | Professor of Neuroscience and President Emerita, Massachusetts Institute of Technology. | ||||
Dan R. Littman, M.D., Ph.D. Independent Director | Helen L. and Martin S. Kimmel Professor of Molecular Immunology, Department of Pathology at NYU Grossman School of Medicine. Investigator of the Howard Hughes Medical Institute | ||||
Shantanu Narayen Lead Independent Director | Chairman and Chief Executive Officer of Adobe Inc. | ||||
Suzanne Nora Johnson Independent Director | Retired Vice Chairman, Goldman Sachs Group, Inc. | ||||
James Quincey Independent Director | Chairman and Chief Executive Officer, The Coca-Cola Company. Country of citizenship is United Kingdom. | ||||
James C. Smith Independent Director | Chairman of the Thomson Reuters Foundation. Retired President and Chief Executive Officer of Thomson Reuters Corporation. | ||||
Chris Boshoff, FRCP, FMedSci, Ph.D. Chief Oncology Officer, Executive Vice President | Chief Oncology Officer, Executive Vice President, Pfizer. | ||||
Alexandre de Germay Chief International Commercial Officer, Executive Vice President | Chief International Commercial Officer, Executive Vice President, Pfizer. Country of citizenship is France | ||||
David M. Denton Chief Financial Officer, Executive Vice President | Chief Financial Officer, Executive Vice President, Pfizer. | ||||
Mikael Dolsten, M.D., Ph.D. Chief Scientific Officer, President, Pfizer Research & Development | Chief Scientific Officer, President, Pfizer Research & Development, Pfizer. |
CUSIP NO: 54300N103 | Page 7 of 7 |
Lidia Fonseca Chief Digital and Technology Officer, Executive Vice President | Chief Digital and Technology Officer, Executive Vice President, Pfizer. | ||||
Rady Johnson Chief Compliance, Quality and Risk Officer, Executive Vice President | Chief Compliance, Quality and Risk Officer, Executive Vice President, Pfizer. | ||||
Douglas M. Lankler General Counsel, Executive Vice President | General Counsel, Executive Vice President, Pfizer. | ||||
Aamir Malik, Chief U.S. Commercial Officer, Executive Vice President | Chief U.S. Commercial Officer, Executive Vice President, Pfizer. | ||||
Michael McDermott Chief Global Supply Officer, Executive Vice President | Chief Global Supply Officer, Executive Vice President, Pfizer. | ||||
Payal Sahni Becher Chief People Experience Officer, Executive Vice President | Chief People Experience Officer, Executive Vice President, Pfizer. | ||||
Sally Susman Chief Corporate Affairs Officer, Executive Vice President | Chief Corporate Affairs Officer, Executive Vice President, Pfizer. |
NAME AND POSITION | PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT | ||||
Deborah Baron, Director, Vice President | Senior Vice President Worldwide Business Development, Pfizer | ||||
Margaret M. Madden, Director, Vice President and Secretary | Senior Vice President & Corporate Secretary, Chief Governance Counsel, Pfizer | ||||
Bryan A. Supran, Director, Vice President | Senior Vice President, Deputy General Counsel, Business Transactions, Pfizer | ||||
Michael Corbo, President | Chief Development Officer, Inflammation & Immunology, Pfizer | ||||
Brian McMahon, Vice President and Treasurer | Vice President & Assistant Treasurer, Pfizer Country of citizenship is Ireland |